Disclosure for Daniel Lee, CFP, B.Comm with Aspire Investments & Insurance Ltd
About me
I am a financial planner with Aspire Investments & Insurance Ltd this business is contracted with The Canada Life Assurance Company. I am licensed to sell life, health, and group insurance in Alberta, British Colombia, and Yukon, as well as Mutual Funds in Alberta and British Colombia.
Companies I represent
I have an exclusive relationship with and offer a range of insurance products from Canada Life. I also offer insurance products from the following insurance companies when necessary to address your specific needs: Canada Protection Plan.
In addition, I offer certain banking products from National Bank of Canada under the Solutions Banking™ brand, mutual funds through Quadrus Investment Services Ltd, referral of mortgage needs to a Canada Life Mortgage Planning Specialist
Insurance Compensation
I confirm that I do not have a conflict of interest. I will notify you if there is a potential conflict of interest of which I become aware.
More information
If you need more information about my qualifications or my business relationships, please let me know.
Privacy
Protecting the privacy of your personal information is important to me and the companies whose products and services I offer, and I’m committed to collecting and disclosing your personal information responsibly (“I”, “me” and “my”, when referring to an advisor, include an incorporated advisor). The personal information being collected, such as contact information, financial information as well as records of meetings and phone calls, general correspondence and any instructions you provide to me, will be maintained by me or at my direction in paper and/or electronic format in a client file. This information will be used to assess your financial situation, offer products and services that may be of interest and benefit to you, and provide ongoing client service.
Your personal information in your client file will be disclosed only to:
– My employees and persons authorized by me
– Companies whose products and services I offer and their employees and agents, for the purpose of, or relating to, their providing or seeking to provide financial products or services to you (and for, or related to, any other purposes you have authorized)
– Third party service providers selected and authorized by me. If located outside of Canada your personal information may be subject to the laws, including public authority access laws, of other countries
– Persons or entities to which you have granted access or that are allowed access by law
In accordance with applicable law and by your written request, you have the right to: review the personal information in your client file, request corrections to this information, and to revoke your consent subject to contractual limitations.
If requested by you, additional personal documents such as copies of insurance policies, wills and powers of attorney may be kept in your client file.
If you need more information about my privacy policies and/or those of the companies I represent, please let me know.
I am compensated by sales commission on policies I sell, and may receive a renewal (or service) commission on policies that remain active. Commissions are paid by the insurance company that provides the product you purchased. For certain products such as, Solutions Banking™ brand products and Canada Life mortgages, I may receive a referral fee. If sales reach a certain level, I may be eligible for additional compensation, such as bonuses, and other benefits, such as professional conferences and related travel expenses.
Potential conflict or conflict of interest
I confirm that I do not have a conflict of interest. I will notify you if there is a potential conflict of interest of which I become aware.
More information
If you need more information about my qualifications or my business relationships, please let me know.
Privacy
Protecting the privacy of your personal information is important to me and the companies whose products and services I offer, and I’m committed to collecting and disclosing your personal information responsibly (“I”, “me” and “my”, when referring to an advisor, include an incorporated advisor). The personal information being collected, such as contact information, financial information as well as records of meetings and phone calls, general correspondence and any instructions you provide to me, will be maintained by me or at my direction in paper and/or electronic format in a client file. This information will be used to assess your financial situation, offer products and services that may be of interest and benefit to you, and provide ongoing client service.
Your personal information in your client file will be disclosed only to:
– My employees and persons authorized by me
– Companies whose products and services I offer and their employees and agents, for the purpose of, or relating to, their providing or seeking to provide financial products or services to you (and for, or related to, any other purposes you have authorized)
– Third party service providers selected and authorized by me. If located outside of Canada your personal information may be subject to the laws, including public authority access laws, of other countries
– Persons or entities to which you have granted access or that are allowed access by law
In accordance with applicable law and by your written request, you have the right to: review the personal information in your client file, request corrections to this information, and to revoke your consent subject to contractual limitations.
If requested by you, additional personal documents such as copies of insurance policies, wills and powers of attorney may be kept in your client file.
If you need more information about my privacy policies and/or those of the companies I represent, please let me know.